History of Housing Finance in the U.S. (1913–Present)
Mortgage Policies: Evolution of Lending Standards and Interest Rate Trends
Early 20th Century (Pre-1930s): In the early 1900s, buying a home required very stringent terms. Mortgages were generally short-term (often 5–15 year loans with balloon payments) and demanded large down payments. A prospective borrower might need to put down about 40% of a home's price and could only obtain a loan term of around a dozen years or less (A Short History of Long-Term Mortgages | Economic History | Richmond Fed) There was no nationwide mortgage market, so interest rates and credit availability varied significantly by region. In fact, before World War I, mortgage rates in some parts of the country could be 2–4 percentage points higher than in others due to the lack of a unified capital market (Housing, Housing Finance, and Monetary Policy - Federal Reserve Board) One early policy that encouraged homeownership was the federal income tax law of 1913, which introduced a deduction for mortgage interest. This tax provision reduced the effective cost of borrowing and stimulated housing demand, contributing to a rise in homeownership (the nonfarm homeownership rate climbed from ~37% in 1890 to ~46% by 1930) (Housing, Housing Finance, and Monetary Policy - Federal Reserve Board) Nonetheless, lending standards remained conservative, and mortgages were not easily accessible for many Americans before the 1930s.
Great Depression and New Deal Reforms (1930s): The housing finance system was upended by the Great Depression. As the economy collapsed after 1929, mortgage defaults and foreclosures skyrocketed; by 1933 nearly 10% of all homes were in foreclosure (Housing, Housing Finance, and Monetary Policy - Federal Reserve Board) The crisis exposed the weaknesses of short-term, non-amortizing mortgages and a lack of federal standards. In response, federal policies dramatically reshaped mortgage lending. New Deal reforms encouraged long-term, fixed-rate, fully amortizing mortgages with lower down payments. The Federal Housing Administration (FHA), created in 1934, pioneered federal mortgage insurance to protect lenders. This incentive pushed lenders to offer loans on much more favorable terms. By the 1950s, FHA’s influence meant most new mortgages were 30-year fixed-rate loans with about 20% down (a drastic change from the pre-Depression 5- or 10-year loans with 40% down) (Housing, Housing Finance, and Monetary Policy - Federal Reserve Board) These policies standardized underwriting practices and instilled appraisal and construction standards, improving loan quality. As a result, home financing became more accessible to middle-class Americans in the decades after the 1930s.
Post–World War II to 1970s: In the postwar era, mortgage lending practices stabilized around the long-term fixed-rate model. The typical mortgage remained a 20- to 30-year fixed-rate loan, often with 20% down, which facilitated the post-WWII homeownership boom. Favorable financing (along with rising incomes and suburban development) helped boost the U.S. homeownership rate from 44% in 1940 to 62% by 1960 (A Short History of Long-Term Mortgages | Economic History | Richmond Fed) Government-backed mortgages – FHA-insured loans and new VA-guaranteed loans for veterans – enabled low or zero down payments and below-market interest rates for eligible borrowers (A Short History of Long-Term Mortgages | Economic History | Richmond Fed) further broadening access. At the same time, regulation kept the mortgage market segmented: banks and savings & loan associations (thrifts) mostly made “conventional” loans held in their portfolios, while FHA/VA loans could be resold via emerging secondary markets (Housing, Housing Finance, and Monetary Policy - Federal Reserve Board) (Housing, Housing Finance, and Monetary Policy - Federal Reserve Board) One important policy was Regulation Q, authorized by the 1933 Banking Act, which capped the interest rates banks and thrifts could pay on deposits. Regulation Q (extended to thrifts by the 1960s) aimed to prevent excessive bank competition but had the side effect of limiting funds for mortgages whenever market interest rates rose above the caps (Housing, Housing Finance, and Monetary Policy - Federal Reserve Board) (Housing, Housing Finance, and Monetary Policy - Federal Reserve Board) In the relatively low-rate environment of the 1950s and 1960s, this was not immediately problematic. However, it set the stage for issues when inflation accelerated in the 1970s.
Inflation, Deregulation, and Changing Lending Standards (1970s–1990s): The late 1970s brought soaring inflation and interest rates, profoundly affecting mortgage policies. Mortgage interest rates, which had averaged in the single digits, shot up into the double digits – reaching an all-time high of about 18.6% for 30-year loans in 1981 (How Did Homes Get Sold in 1981 with 18% Rates? | Florida Realtors) Such high rates made traditional fixed mortgages extremely costly and nearly froze housing activity. To address this, policymakers and lenders introduced adjustable-rate mortgages (ARMs) in the early 1980s, which allowed interest rates (and monthly payments) to fluctuate over time. Federal legislation like the Depository Institutions Deregulation and Monetary Control Act (1980) and the Garn–St Germain Act (1982) phased out Regulation Q deposit rate ceilings and explicitly authorized alternatives to the standard fixed-rate mortgage (including ARMs and balloons) (Housing, Housing Finance, and Monetary Policy - Federal Reserve Board) These changes were part of a broader deregulation wave intended to save the thrift industry and increase credit availability. Lending standards also evolved: throughout the 1980s and 1990s, underwriting gradually became more automated and credit scoring more common (A Short History of Long-Term Mortgages | Economic History | Richmond Fed) enabling faster loan approvals. By the 1990s, lenders, with encouragement from federal affordable housing goals, began to offer more flexible terms to reach historically underserved borrowers. Policies like the Community Reinvestment Act (1977) also pushed banks to extend credit in low-income communities (addressing “redlining” by encouraging reinvestment consistent with safe practices) (Community Reinvestment Act of 1977 | Federal Reserve History) These efforts, along with new mortgage products (such as home equity lines of credit and subprime mortgages), loosened some traditional lending constraints by the late 1990s. However, risk management did not always keep pace with looser credit: many loans were now made by mortgage brokers or non-bank lenders and sold onward, which sometimes reduced the incentive for careful underwriting (a dynamic that became more pronounced in the 2000s).
The Subprime Boom and Regulatory Aftermath (2000s–Present): In the early 2000s, mortgage lending standards in some market segments became markedly easier, contributing to a housing boom. Lenders increasingly offered “subprime” loans to borrowers with weaker credit, often with features like low initial “teaser” rates, interest-only payments, or little documentation of income. Sophisticated credit scoring and automated underwriting allowed firms to qualify many borrowers who previously would have been denied credit (A Short History of Long-Term Mortgages | Economic History | Richmond Fed) (A Short History of Long-Term Mortgages | Economic History | Richmond Fed) During the height of the housing bubble (2004–2006), underwriting criteria deteriorated – for example, high loan-to-value loans and mortgages without full income verification became common (Housing, Housing Finance, and Monetary Policy - Federal Reserve Board) This expansion of credit fueled home purchases and refinancing, but it also meant higher risk in the system. When the housing bubble burst in 2007–2008, many of these marginal loans defaulted, and lenders abruptly tightened standards. In the post-2008 period, mortgage policies swung back toward caution. No-money-down mortgages largely vanished for ordinary borrowers, and banks became far more stringent about credit scores, income proof, and down payments (A Short History of Long-Term Mortgages | Economic History | Richmond Fed) Major legislation in the wake of the crisis – the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 – imposed stricter rules on mortgage lending. Dodd-Frank created the Consumer Financial Protection Bureau (CFPB) and mandated an “ability to repay” standard for home loans, effectively banning the most abusive or risky lending practices that had proliferated earlier (The Dodd-Frank Act Explained | LowerMyBills) (The Dodd-Frank Act Explained | LowerMyBills) As a result of these reforms, by the 2010s mortgage underwriting was far tighter and more standardized, with an emphasis on fully documented, fixed-rate or safely adjustable loans. Interest rates, for their part, fell dramatically after the financial crisis (helped by Federal Reserve actions) – dropping to historic lows near 3% in the 2010s – which supported a recovery in home financing. Overall, a century’s worth of economic cycles and policy changes have continually reshaped U.S. mortgage terms, oscillating between expanding access to credit and ensuring sound lending standards.
Government Programs: Key Federal Housing Finance Initiatives
From the early 20th century onward, the U.S. government has progressively intervened in housing finance to promote stability, affordability, and broader homeownership. These federal programs and institutions fundamentally altered how mortgages are funded and who can access credit:
- Federal Reserve System (1913) and Mortgage Interest Deduction: Although not a housing program per se, the creation of the Federal Reserve (1913) and the introduction of the income tax that same year set the stage for modern finance. The 1913 income tax law allowed homeowners to deduct mortgage interest, a policy that remains a powerful incentive for homeownership (Housing, Housing Finance, and Monetary Policy - Federal Reserve Board) Later, Federal Reserve monetary policy (after 1913) would also influence housing finance by affecting interest rates and credit conditions.
- Federal Home Loan Bank System (1932): In response to mounting mortgage distress even before the New Deal, President Herbert Hoover spearheaded the Federal Home Loan Bank Act of 1932. This established a network of Federal Home Loan Banks to provide liquidity to thrifts (savings & loan associations) that specialized in home mortgages (Housing, Housing Finance, and Monetary Policy - Federal Reserve Board) Modeled after the Fed’s structure, the FHLB system created a sort of “credit reserve” specifically for home lenders, giving them access to funds in times of tight credit. This was an early federal attempt to stabilize housing finance.
- Home Owners’ Loan Corporation (1933): As part of the New Deal’s emergency measures, Congress created the Home Owners’ Loan Corporation (HOLC) in 1933 to combat the massive wave of foreclosures. HOLC was empowered to refinance defaulted mortgages with new, more affordable loans. Over its brief existence, HOLC refinanced about one in five urban mortgages – roughly 1 million loans – between 1933 and 1936 (How Redlining Developed - Take On Wall Street) In doing so, it introduced longer loan terms and uniform appraisal methods. HOLC also drew the infamous “redlining” maps that would later be outlawed, highlighting the need for fair lending laws in the future. Though HOLC was a temporary program (it ceased operations in the 1950s), it set important precedents in mortgage refinancing and federal involvement in distressed loans.
- Federal Housing Administration (FHA, 1934): The National Housing Act of 1934 created the FHA, one of the most influential housing programs in U.S. history. FHA provided federal insurance on mortgages made by approved lenders. This insurance protected lenders against losses from defaults, encouraging them to offer better terms to borrowers. FHA standards facilitated the now-standard 30-year, low-down-payment, fixed-rate mortgage. By mitigating lender risk, the FHA greatly expanded the pool of people able to obtain home loans. The success is evident: within two decades, FHA-insured loans helped reshape the market such that long-term fixed mortgages with 20% (or less) down became the norm (Housing, Housing Finance, and Monetary Policy - Federal Reserve Board) FHA also set construction standards and appraisal guidelines, professionalizing mortgage lending. This program opened homeownership to millions, especially first-time buyers, and still insures loans today (notably for moderate-income and first-time purchasers).
- Federal National Mortgage Association – “Fannie Mae” (1938): To further boost housing finance, Congress chartered Fannie Mae in 1938 as a government-sponsored enterprise (originally a federal agency). Fannie Mae’s mission was to purchase mortgages from lenders, thereby injecting new capital into the mortgage market. Initially, Fannie Mae could only buy FHA-insured loans (and later VA loans), which it funded by issuing government-backed bonds (Housing, Housing Finance, and Monetary Policy - Federal Reserve Board) This created a secondary market for mortgages: lenders could replenish their funds by selling loans to Fannie Mae, and regional disparities in mortgage credit began to even out. Fannie Mae was a key New Deal innovation to standardize mortgage funding nationwide. In 1968, as part of a reorganization, Fannie Mae was converted into a private shareholder-owned GSE (still federally chartered but privately capitalized), which removed its loans from the federal budget. Importantly, the 1968 act also created the Government National Mortgage Association (Ginnie Mae) to explicitly remain in the government: Ginnie Mae took over the role of guaranteeing securities backed by FHA/VA loans. Ginnie Mae (within HUD) was established in 1968 to promote affordable housing by guaranteeing timely payment on mortgage-backed securities issued by lenders for federally insured loans (Government National Mortgage Association (Ginnie Mae): History and Programs) With the full faith and credit of the U.S. behind it, Ginnie Mae enabled the first widespread issuance of mortgage-backed securities, starting in the late 1960s and early 1970s.
- Veterans Affairs Loan Program (1944): Another hugely impactful program was the home loan benefit in the Servicemen’s Readjustment Act of 1944 (the GI Bill). The Department of Veterans Affairs (VA) loan program offered returning World War II veterans government-backed mortgage guarantees. VA loans enabled veterans to purchase homes with no down payment and low interest rates (capped around 4% in the early years) (A Short History of Long-Term Mortgages | Economic History | Richmond Fed) The government agreed to cover much of the lender’s loss in the event of default (up to a certain amount), which meant banks could lend confidently to millions of veterans. The VA loan program spurred a postwar homeownership surge; between 1944 and 1952, VA-guaranteed loans made up a substantial share of all home purchases (A Short History of Long-Term Mortgages | Economic History | Richmond Fed) This program democratized homeownership for a generation of veterans and remains a cornerstone for military families.
- Federal Home Loan Mortgage Corporation – “Freddie Mac” (1970): By the late 1960s, conventional (non-government-insured) mortgages were still mostly held by thrifts and banks, and there were concerns about whether enough capital was available for a new wave of homebuyers (like the Baby Boom generation). In 1970, Congress created Freddie Mac to expand the secondary market. Freddie Mac was initially part of the Federal Home Loan Bank System, meant to buy mortgages from thrifts. Soon, both Freddie Mac and a now-privatized Fannie Mae were authorized to buy conventional mortgages (not just FHA/VA loans), which greatly broadened their impact on the mortgage market (A Short History of Long-Term Mortgages | Economic History | Richmond Fed) Freddie Mac introduced its first “participation certificates” (PCs) in 1971, which were essentially mortgage-backed securities. Together, Fannie and Freddie – the GSEs – became linchpins of housing finance, providing liquidity by bundling loans into securities sold to investors. Their implicit government backing (though they were private corporations after 1968/1970) allowed them to borrow at favorable rates and encouraged investors to trust their securities.
- Community Reinvestment Act (1977): In the 1970s, attention turned to unequal access to credit. The Community Reinvestment Act (CRA) was passed in 1977 to combat “redlining” and encourage banks to serve all segments of their communities. Under CRA, federal bank regulators evaluate whether banks are meeting the credit needs of the neighborhoods in which they operate, including low- and moderate-income areas (Community Reinvestment Act of 1977 | Federal Reserve History) While not a funding program, CRA is a policy that has influenced banks’ mortgage lending, pushing them to make responsible loans in underserved areas (consistent with safety and soundness). Along with fair lending laws like the Fair Housing Act (1968) and Equal Credit Opportunity Act (1974), the CRA has been part of the government’s efforts to ensure access and fairness in housing finance.
- Saving & Loan Crisis Reforms (1980s–1990s): The Savings and Loan debacle of the 1980s (discussed in the next section) prompted major legislative interventions. In 1989, FIRREA (Financial Institutions Reform, Recovery, and Enforcement Act) was enacted to rescue the thrift industry and prevent future crises. FIRREA abolished the failing Federal Savings and Loan Insurance Corporation and transferred thrift deposit insurance to the FDIC, while also creating the Resolution Trust Corporation (RTC) to close and liquidate hundreds of insolvent S&Ls (Evolution of the U.S. Housing Finance System) It also imposed stricter regulations on savings institutions. Around the same time (1992), Congress passed the Federal Housing Enterprises Safety and Soundness Act, which established the Office of Federal Housing Enterprise Oversight (OFHEO) to regulate Fannie Mae and Freddie Mac and set affordable housing goals for them (Evolution of the U.S. Housing Finance System) (Evolution of the U.S. Housing Finance System) These goals required the GSEs to devote a percentage of their business to low- and moderate-income lending, aiming to channel more funds to underserved borrowers.
- Housing Finance in the 2000s and Post-2008 Reforms: The early 2000s saw government policies that encouraged homeownership (for example, Bush Administration initiatives to raise ownership rates), alongside implicit support of subprime lending through GSE affordable housing goals and FHA’s expanded role. However, when the housing bubble collapsed in 2007–2008, emergency measures were required. In 2008, Congress passed the Housing and Economic Recovery Act (HERA), which overhauled GSE regulation and created a new regulator (the Federal Housing Finance Agency, FHFA). In September 2008, Fannie Mae and Freddie Mac, crippled by losses on bad mortgages, were placed into conservatorship under FHFA – a form of government control that is still in effect today (A Short History of Long-Term Mortgages | Economic History | Richmond Fed) The Treasury also injected capital to keep them solvent, ultimately costing taxpayers about $190 billion (A Short History of Long-Term Mortgages | Economic History | Richmond Fed) Meanwhile, the Troubled Asset Relief Program (TARP) and other initiatives provided funds to stabilize banks and support mortgage modifications. The Federal Reserve started purchasing agency mortgage-backed securities in late 2008 to provide liquidity, ultimately buying over $1 trillion of MBS through 2014 (A Short History of Long-Term Mortgages | Economic History | Richmond Fed) – an unprecedented support for the housing market. In 2010, the Dodd-Frank Act brought sweeping financial reforms. For housing, it led to creation of the CFPB and rules like the Qualified Mortgage (QM) standard to eliminate many toxic loan features (The Dodd-Frank Act Explained | LowerMyBills) Programs such as the Home Affordable Modification Program (HAMP) and Home Affordable Refinance Program (HARP) were also launched to help distressed borrowers refinance or modify loans during the foreclosure crisis. In the 2020s, the federal role remains very large: the vast majority of new mortgages are backed by FHA, VA, or the GSEs (Fannie/Freddie under government conservatorship). Housing finance reform is an ongoing debate, but as of the present the system operates as a public-private hybrid, heavily supported by government guarantees and oversight put in place as a result of past lessons.
Financial Crises and Their Impact on Housing Finance